-
Major Bank Regulations Keep Getting Pulled Back By Regulators
12 Dec 2025 10:08 GMT
… companies, investment banking firms, mortgage lenders, and credit rating agencies … the whistleblower program from the Sarbanes-Oxley Act — ironically enough, another regulatory … their risk management of leveraged loan portfolios and distribution pipelines.” …
-
Back to Basics: Good Governance as Regulatory Prophylaxis
10 Dec 2025 18:55 GMT
… of the passage of the Sarbanes-Oxley Act, which ushered in a … investigation involves whistleblower complaints or loans to insiders or affiliates, … . Does it involve a loan to a noncharitable affiliate? … should enter into a loan agreement, with a proper …
-
MRC Global Simplifies Capital Structure by Securing New $350 Million Term Loan B and Repurchasing Convertible Preferred Stock
29 Oct 2024 20:15 GMT
… million Senior Secured Term Loan “B” (“Term Loan”) maturing in 2031. … The proceeds from this loan, and borrowings from the … to issue a new term loan, allowing us to repurchase … by Section 404 of the Sarbanes-Oxley Act; risks related to changing laws …
-
Executive Compensation Today
27 Nov 2025 07:25 GMT
…
The Sarbanes-Oxley Act imposes significant restrictions, including:
A ban on most executive loans …
-
US Supreme Court declines bid to revive UBS whistleblower’s jury award
24 Nov 2025 15:19 GMT
… 2002 federal law called the Sarbanes-Oxley Act required Murray to prove that … , who worked in UBS’s mortgage securitization unit, accused bank officials … and bullish research on commercial mortgage-backed securities in order to …
-
Feds indict Andrew Wiederhorn, Fat Brands in $47M loan scheme
10 May 2024 19:16 GMT
… Capital to Wiederhorn as loans. Wiederhorn, who pleaded … of section 402 of the Sarbanes-Oxley act “unprecedented, unwarranted, unsubstantiated … and 2021 as “shareholder loans” for tax purposes. … interest on these supposed loans, which were periodically forgiven …
-
BellRing Brands Reports Results for the Fourth Quarter and Fiscal Year 2025; Provides Fiscal Year 2026 Outlook and Updates Long-Term Financial Algorithm
18 Nov 2025 12:00 GMT
… of Section 404 of the Sarbanes-Oxley Act of 2002;
significant differences in … currency fluctuations related to intercompany loans denominated in currencies other than …
)
Foreign currency gain on intercompany loans
—
—
(0.01
)
—
Total Net …
-
BellRing Brands Reports Results for the Fourth Quarter and Fiscal Year 2025; Provides Fiscal Year 2026 Outlook and Updates Long-Term Financial Algorithm
18 Nov 2025 12:33 GMT
… of Section 404 of the Sarbanes-Oxley Act of 2002;
significant differences in … gain/loss on intercompany loans. Additionally, Adjusted EBITDA reflects an …
-
Unlocking Stock Options: Employee Loans and Considerations
17 Jan 2024 20:11 GMT
… (due to the Sarbanes-Oxley Act, which prohibits loans between public companies and … Extended Exercise Periods: Instead of loans, consider extending exercise periods, … introducing the complexities associated with loans.
Prioritizing these alternative solutions …
-
Ovintiv Completes Portfolio Transformation with Agreement to Acquire NuVista Energy Ltd. and Planned Divestiture of Anadarko Assets
05 Nov 2025 05:17 GMT
… ;or proceeds from a term loan. To fund a portion of … Exchange Act of 1934, the Sarbanes-Oxley Act of 2002 and the rules …
About
© 1995-2025