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Hong Kong Securities And Futures Commission Commences Proceedings Against Tianhe Chemicals Group Limited And Its Executive Director For Defective Prospectus And To Seek Compensation Orders For Investors
07 Sep 2020 11:26 GMT
… Market Misconduct Tribunal (MMT) against Tianhe Chemicals Group Limited (Tianhe) and its … 9 June 2014 for its initial public offering in Hong Kong and raised …
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Hong Kong Penalizes Tianhe Executive in IPO Scandal
26 Jan 2022 11:02 GMT
Authorities in Hong Kong sanctioned a Chinese businessman over the 2014 listing of a chemicals company that had claimed about $1 billion in nonexistent sales, closing a chapter in a saga that has already led to punishments for big U.S. and European banks.
…
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Hong Kong regulator ends UBS's IPO sponsorship ban early
14 Jan 2020 11:14 GMT
… leading initial public offerings (IPOs) after 10 months, down … potential investors that its IPO prospectus is accurate.
UBS … failings in the IPOs for China Forestry, Tianhe Chemicals, and China … in manufacturer Tianhe Chemicals’ (1619.HK) 2013 IPO failed to …
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Hong Kong regulator ends UBS' IPO sponsorship ban early
14 Jan 2020 09:45 GMT
… on leading initial public offerings (IPOs) after 10 months, down … from sponsoring, or leading, IPOs in Hong Kong because of … failings on three prior IPOs and the regulator also … failings on the IPOs for China Forestry, Tianhe Chemicals, and China Metal …
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UPDATE 4-HK suspends UBS sponsor licence, fines it and others $100 mln for IPO failures
14 Mar 2019 11:45 GMT
… banks for China Forestry, Tianhe Chemicals
IPOs
(Adds quote, details … and Standard Chartered, and Tianhe Chemicals, sponsored
by UBS, … sponsoring Tianhe
Chemical’s IPO followed up after … capital markets activities (including IPO sponsor
activities)," …
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HK suspends UBS sponsor license, fines it and others $100 million for IPO failures
14 Mar 2019 13:37 GMT
… that its IPO prospectus is accurate.
The IPOs in question … and Standard Chartered, and Tianhe Chemicals, sponsored by UBS, Merrill … sponsoring Tianhe Chemical’s IPO followed up after … capital markets activities (including IPO sponsor activities),” StanChart …
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HK suspends UBS sponsor licence, fines it and others $100 mln for IPO failures
14 Mar 2019 11:53 GMT
… that its IPO prospectus is accurate.
The IPOs in question … and Standard Chartered, and Tianhe Chemicals, sponsored by UBS, Merrill … sponsoring Tianhe Chemical’s IPO followed up after … capital markets activities (including IPO sponsor activities),” StanChart …
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HK suspends UBS sponsor license, fines it and others $100 million for IPO failures
14 Mar 2019 11:52 GMT
… that its IPO prospectus is accurate. The IPOs in question … and Standard Chartered, and Tianhe Chemicals, sponsored by UBS, Merrill … sponsoring Tianhe Chemical’s IPO followed up after … capital markets activities (including IPO sponsor activities)," …
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Hong Kong suspends UBS, fines it and other top banks $100 mln for IPO failures
14 Mar 2019 11:37 GMT
… that its IPO prospectus is accurate.
The IPOs in … and Standard Chartered, and Tianhe Chemicals, sponsored by UBS, … particularly failings when conducting IPO due diligence – signify the … markets activities (including IPO sponsor activities),” StanChart …
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UBS banned from HK IPOs; other banks slapped with fines
14 Mar 2019 18:38 GMT
… sponsoring initial public offerings (IPOs) domestically for a … and Standard Chartered, and Tianhe Chemicals, sponsored by UBS, … particularly failings when conducting IPO due diligence - … capital markets activities [including IPO sponsor activities]," …
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